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Advisor at COMMONWEALTH FINANCIAL NETWORK
Columbia, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 29, 2022 | n/a | yes | Columbia, MO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | Aug 11, 2022 | no | BOONVILLE, MO|COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO|CENTRALIA, MO|COLUMBIA, MO|STURGEON, MO|ASHLAND, MO|BOONVILLE, MO|HALLSVILLE, MO|COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jan 8, 2009 | Feb 16, 2018 | no | COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO|COLUMBIA, MO|BOONVILLE, MO|OSAGE BEACH, MO|COLUMBIA, MO|CENTRALIA, MO|COLUMBIA, MO|STURGEON, MO|ASHLAND, MO|BOONVILLE, MO|HALLSVILLE, MO|COLUMBIA, MO|APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | COMMONWEALTH FINANCIAL NETWORK | Aug 11, 2022 | Jul 29, 2022 | -13 | Firm change | RIA to ibd |
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Feb 16, 2018 | Feb 14, 2018 | -2 | Bulk transfer | Other |