M••• C• S••••••

Advisor at I•• W••••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31f5e12c-3fb0-689e-4025-ca267065fbe8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Feb 6, 2018	n/a	yes	EL DORADO, KS\|CHICAGO, IL\|Punta Gorda, FL	Current employment
N•••••• W••••• G••••• L••	Former SEC adviser	Aug 1, 2014	Dec 31, 2017	no	EL DORAD, KS\|OVERLAND PARK, KS

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• W••••• G••••• L••	I•• W••••• M••••••••• L••	Dec 31, 2017	Feb 6, 2018	37	Firm change	Other
I••••••••• F•••••••• P•••••••	N•••••• W••••• G••••• L••	Oct 22, 2014	Aug 1, 2014

Team moves

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Team	Left	Joined	From	Kind
171952:171481:KS:2017-12-31	Dec 31, 2017	Feb 6, 2018	OVERLAND PARK, KS	Firm change

Relationships

Registered with (3)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 6, 2018 to presentfactForm ADV
→ N•••••• W••••• G••••• L••Registered adviserregistration: previous registration
Aug 1, 2014 to Dec 31, 2017factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Aug 20, 2012 to Oct 22, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31f5e12c-3fb0-689e-4025-ca267065fbe8
First observed: Aug 20, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.