DFX Intelligence

H••• • P•••••••• F•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

H••• • P•••••••• F•••••••• G••••

H••• • P•••••••• F•••••••• G••••, LLC, CRD 310639

AMHERST, MA

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Data as of Mar 7, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 0
Observed: Sep 8, 2020 to Mar 7, 2025
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $276M••• Locked
Discretionary RAUM: $276M
Private client RAUM: $265Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••• V••••• D••••	MEMBER, CCO	E	yes	09/2020	Sep 8, 2020	Aug 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 7, 2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$276M	$251M	9.7%	$249M	3.5%	4	4	0	0

Relationships

Registered with (3)

← V•••• D•••• L••••••Advisorregistration: previous registration
Jan 12, 2021 to Dec 15, 2025factForm ADV
← L•••• B••••••• S•••Advisorregistration: previous registration
Jan 4, 2023 to Jun 2, 2025factForm ADV
← M••• K••• F••••••Advisorregistration: previous registration
Mar 11, 2021 to May 18, 2022factForm ADV

Controls (1)

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Occurred
Dec 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2024
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 28, 2024

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 8, 2020
Last observed: Mar 7, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.