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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BRIGGS WEALTH MANAGEMENT, INC.

CRD 125518

GLASTONBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32055aae-3632-58e5-376b-ea9dd7eb04d0

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 23, 2012 to Feb 11, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $362MItem 5.F on the latest filing (2026-02-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $307M
Private client RAUM: $362MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $121Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 689
Individual clients: 42
High net worth clients: 90
Custody, client assets: $18.7M
SEC number: 801-66556
CRD: 125518
Filings on the tape: 35
First filed: Jan 23, 2012
Latest filed: Feb 11, 2026
Organised: Corporation, CT
Website: briggswealthmgmt.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK VINCENT BRIGGS	Certified Financial Planner	Glastonbury, CT	25	29	n/a	no
WILLIAM NALDO RODRIGUEZ	Certified Financial Planner	Glastonbury, CT	7	21	3	no
Benjamin James Carlson	n/a	Glastonbury, CT	0	12	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRIGGS, MARK, VINCENT	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	08/2000	Jan 23, 2012	Dec 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 11, 2026	$362M	$307M	6	2	0	n/a	n/a
2024	Feb 12, 2025	$259M	$204M	6	2	0	n/a	n/a
2023	Feb 21, 2024	$223M	$169M	6	2	0	n/a	n/a
2022	Feb 1, 2023	$195M	$144M	6	2	0	n/a	n/a
2021	Jan 21, 2022	$214M	$154M	6	2	0	n/a	n/a
2020	Feb 10, 2021	$202M	$148M	5	2	0	n/a	n/a
2019	Jan 22, 2020	$169M	$116M	4	1	0	n/a	n/a
2018	Feb 15, 2019	$145M	$95.8M	5	1	0	n/a	n/a
2017	Jan 30, 2018	$154M	$101M	4	2	0	n/a	n/a
2016	Jan 30, 2017	$135M	$89.4M	5	2	n/a	n/a	n/a
2015	Feb 1, 2016	$132M	$87.9M	5	2	n/a	n/a	n/a
2014	Feb 25, 2015	$130M	$85.8M	6	2	n/a	n/a	n/a
2013	Feb 21, 2014	$119M	$79.9M	3	2	n/a	n/a	n/a
2012	Jan 31, 2013	$102M	$70.3M	3	2	n/a	n/a	n/a
2011	Jan 23, 2012	$90.6M	$59.7M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$362M	$259M	39.9%	$195M	22.9%	6	6	0	0

Relationships

Registered with (4)

← Benjamin James CarlsonAdvisorregistration: current employment
Apr 30, 2026 to presentfactForm ADV
← WILLIAM NALDO RODRIGUEZAdvisorregistration: current employment
Sep 5, 2019 to presentfactForm ADV
← MARK VINCENT BRIGGSAdvisorregistration: current employment
Oct 19, 2000 to presentfactForm ADV
← GARY STEPHEN RADLERAdvisorregistration: previous registration
Oct 19, 2000 to Aug 4, 2004factForm ADV

Controls (1)

← BRIGGS, MARK, VINCENTOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 23, 2012 to Dec 6, 2024factForm ADV

Dated events

Occurred
Jan 31, 2026
Regulatory AUM changed
Briggs Wealth Management, Inc. reported RAUM $362.0M, up 40% from $258.7M (2025-07-02 to 2026-01-31)
Form ADVobserved 4 days ago
$103M
Occurred
Feb 21, 2014
Succession filed (Item 4)
Briggs Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32055aae-3632-58e5-376b-ea9dd7eb04d0
First observed: Jan 23, 2012
Last observed: Feb 11, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRIGGS WEALTH MANAGEMENT, INC.

CRD 125518

GLASTONBURY, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32055aae-3632-58e5-376b-ea9dd7eb04d0

Data as of Feb 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK VINCENT BRIGGS

Certified Financial Planner

Glastonbury, CT

n/a

WILLIAM NALDO RODRIGUEZ

Certified Financial Planner

Glastonbury, CT

Benjamin James Carlson

n/a

Glastonbury, CT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRIGGS, MARK, VINCENT

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2000

Jan 23, 2012

Dec 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 11, 2026

$362M

$307M

n/a

2024

Feb 12, 2025

$259M

$204M

n/a

2023

Feb 21, 2024

$223M

$169M

n/a

2022

Feb 1, 2023

$195M

$144M

n/a

2021

Jan 21, 2022

$214M

$154M

n/a

2020

Feb 10, 2021

$202M

$148M

n/a

2019

Jan 22, 2020

$169M

$116M

n/a

2018

Feb 15, 2019

$145M

$95.8M

n/a

2017

Jan 30, 2018

$154M

$101M

n/a

2016

Jan 30, 2017

$135M

$89.4M

n/a

2015

Feb 1, 2016

$132M

$87.9M

n/a

2014

Feb 25, 2015

$130M

$85.8M

n/a

2013

Feb 21, 2014

$119M

$79.9M

n/a

2012

Jan 31, 2013

$102M

$70.3M

n/a

2011

Jan 23, 2012

$90.6M

$59.7M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$362M

$259M

39.9%

$195M

22.9%