DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••• F•••••••• P••••••• L••
MASPETH, NY | Westport, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••• F•••••••• P••••••• L•• | Independent wealth | Mar 9, 2010 | n/a | yes | MASPETH, NY|Westport, CT | Current employment |
| C•• F•••••••• S•••••••• L•• | n/a | Nov 3, 2009 | Dec 31, 2016 | no | REDDING, CT|WESTPORT, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•• F•••••••• S•••••••• L•• | M•••• F•••••••• P••••••• L•• | Dec 31, 2016 | Mar 9, 2010 | -2,489 | Firm change after gap | Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | C•• F•••••••• S•••••••• L•• | Oct 2, 2009 | Nov 3, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151773:141359:CT:2016-12-31 | Dec 31, 2016 | Mar 9, 2010 | WESTPORT, CT | Firm change after gap |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Oct 2, 2009 | no | SAINT PETERSBURG, FL | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jul 13, 2006 | Jan 2, 2009 | no | WILTON, CT | Previous registration |
| 32 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |