DFX Intelligence

D••••• M•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

D••••• M•••••• W•••••••

Advisor at S•••••••• A••••••• S•••••••• L•••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:320de40c-b886-674e-e41f-f26283e4e001

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 30, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• S•••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• S•••••••• L•••••	Independent wealth	Jul 11, 2024	n/a	yes	HOUSTON, TX	Current employment
S•••••••• A••••••• S•••••••• L•••••	Independent wealth	Oct 30, 2018	Dec 21, 2022	no	HOUSTON, TX

Relationships

Registered with (1)

→ S•••••••• A••••••• S•••••••• L•••••Registered adviserregistration: previous registration
Oct 30, 2018 to Dec 21, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:320de40c-b886-674e-e41f-f26283e4e001
First observed: Oct 30, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.