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CRD 328954
SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE SOCOTRA FUND LLC | Other Private Fund | $260M | Dec 11, 2024 | 1,181 | Jun 19, 2024 | reported | 021-1573807 |
| THE SOCOTRA OPPORTUNITY FUND, LLC | Other Private Fund | $79.1M | Dec 11, 2024 | 341 | Jun 19, 2024 | reported | 021-1657698 |
| HERZER FINANCIAL MORTGAGE FUND LLC | Other Private Fund | $57.3M | Dec 11, 2024 | 224 | Jun 19, 2024 | reported | 021-1731982 |
| HFS FUND IV, LLC | Other Private Fund | $12.2M | Dec 11, 2024 | 47 | Jun 19, 2024 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Cotter, Paul, Richard | CHIEF OPERATING OFFICER | Na | yes | 02/2022 | Jun 19, 2024 | Dec 11, 2024 |
| Ingoglia, Anthony, Charles | CHIEF COMPLIANCE OFFICER & CHIEF STRATEGY OFFICER | Na | yes | 02/2022 | Jun 19, 2024 | Dec 11, 2024 |
| Sbeih, Adham, Ramsay | CHIEF EXECUTIVE OFFICER | E | yes | 06/2021 | Jun 19, 2024 | Dec 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HERZER FINANCIAL SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| SOCOTRA CAPITAL NEVADA, INC. | n/a | n/a | n/a | N | yes | n/a |
| SOCOTRA CAPITAL, INC. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $389M | $389M | 4 | 4 | 0 | 5 | n/a |
| 2024 | Mar 31, 2025 | $403M | $403M | 3 | 3 | 0 | 5 | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $389M | $403M | -3.6% | n/a | n/a | 4 | 3 | 0 | 0 |