DFX Intelligence

A•• J••• E•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

A•• J••• E•••••••••

Advisor at S•••••• F•••••••• G••••• L•••••

Minneapolis, MN | AKRON, OH

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	May 27, 2026	n/a	yes	Minneapolis, MN\|AKRON, OH	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jul 1, 2014	Nov 21, 2025	no	Minneapolis, MN\|Burnsville, MN\|Faribault, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	S•••••• F•••••••• G••••• L•••••	Nov 21, 2025	May 27, 2026	187	Firm change	Ibd to RIA
Q•••••• A•••• M••••••••• I•••	T••••••• I••••••••• M••••••••• I•••	Jun 19, 2014	Jul 1, 2014

Relationships

Registered with (3)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
May 27, 2026 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 1, 2014 to Nov 21, 2025factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 3, 2013 to Jun 19, 2014factForm ADV

Dated events

Order

Occurred
21 Nov 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 3, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.