DFX Intelligence

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

MARK CHRISTOPHER FLECK

Advisor at PATTEN AND PATTEN, INC.

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:321d8ab3-3cfd-1443-4d28-634ae5f4b2c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 22, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mark Christopher Fleck

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATTEN AND PATTEN, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
First registration: Mar 22, 2004
Dual registered: no
IAPD individual key: 4772758

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PATTEN AND PATTEN, INC.	Independent wealth	Aug 14, 2018	n/a	yes	CHATTANOOGA, TN	Current employment
HIGHLAND CAPITAL MANAGEMENT, LLC	Mixed wealth	Mar 22, 2004	Jan 2, 2008	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHLAND CAPITAL MANAGEMENT, LLC	PATTEN AND PATTEN, INC.	Jan 2, 2008	Aug 14, 2018	3,877	Firm change after gap	Other

Relationships

Registered with (2)

→ PATTEN AND PATTEN, INC.Registered adviserregistration: current employment
Aug 14, 2018 to presentfactForm ADV
→ HIGHLAND CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 22, 2004 to Jan 2, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:321d8ab3-3cfd-1443-4d28-634ae5f4b2c4
First observed: Mar 22, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARK CHRISTOPHER FLECK

Advisor at PATTEN AND PATTEN, INC.

CHATTANOOGA, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:321d8ab3-3cfd-1443-4d28-634ae5f4b2c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

PATTEN AND PATTEN, INC.

Independent wealth

Aug 14, 2018

n/a

yes

CHATTANOOGA, TN

Current employment

HIGHLAND CAPITAL MANAGEMENT, LLC

Mixed wealth

Mar 22, 2004

Jan 2, 2008

MEMPHIS, TN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HIGHLAND CAPITAL MANAGEMENT, LLC

PATTEN AND PATTEN, INC.

Jan 2, 2008

Aug 14, 2018

3,877

Firm change after gap

Other