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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GLOBAL WEALTH MANAGEMENT, L.C.

CRD 150743

DEERFIELD BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:322de30e-8b2c-78e9-940f-7a9154ff5347

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Mar 26, 2013 to Mar 31, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $184MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $154MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $92.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 34
Individual clients: 7
High net worth clients: 21
SEC number: 801-77847
CIK: 1576684
CRD: 150743
Filings on the tape: 23
First filed: Mar 26, 2013
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, FL
Website: gwm-ch.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS URS HEIERLI	n/a	DEERFIELD BEACH, FL \| ZURICH	16	31	n/a	no
Olaf Herr	n/a	DEERFIELD BEACH, FL \| ZURICH \| Zurich	2	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H&N HOLDING AG	MANAGING MEMBER	E	yes	10/2023	Nov 7, 2023	Jul 30, 2024
HEIERLI, THOMAS, URS	BOARD MEMBER	C	yes	10/2023	Mar 26, 2013	Jul 30, 2024
HEIERLI, THOMAS, URS	FOUNDER/DEPUTY CEO/MANAGING PARTNER	Na	yes	11/2008	Mar 26, 2013	Jul 30, 2024
Herr, Olaf	CEO/CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Nov 7, 2023	Jul 30, 2024
Herr, Olaf	Chairman	C	yes	10/2023	Nov 7, 2023	Jul 30, 2024
Notzli, Silvan, Oliver	CIO/HEAD PORTFOLIO MANAGEMENT	Na	yes	10/2023	Nov 7, 2023	Jul 30, 2024
Notzli, Silvan, Oliver	DEPUTY CHAIRMAN	C	yes	10/2023	Nov 7, 2023	Jul 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Zurich	n/a	Switzerland	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$184M	$175M	4	2	1	n/a	n/a
2024	Mar 31, 2025	$175M	$161M	3	2	1	n/a	n/a
2023	Mar 23, 2024	$125M	$115M	3	2	1	n/a	n/a
2022	Mar 31, 2023	$120M	$109M	2	1	1	n/a	n/a
2021	Mar 25, 2022	$135M	$122M	2	2	1	n/a	n/a
2020	Feb 28, 2021	$127M	$106M	2	2	1	n/a	n/a
2019	Mar 20, 2020	$110M	$86.9M	2	2	1	n/a	n/a
2018	Mar 27, 2019	$100M	$59.9M	3	3	1	n/a	n/a
2017	Mar 30, 2018	$111M	$61.8M	3	3	1	n/a	n/a
2016	Mar 30, 2017	$96.5M	$47.4M	2	1	n/a	n/a	n/a
2015	Mar 28, 2016	$106M	$33.1M	3	2	n/a	n/a	n/a
2014	Mar 30, 2015	$137M	$41.5M	3	2	n/a	n/a	n/a
2013	Feb 11, 2014	$147M	$51.2M	3	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$184M	$175M	5.3%	$120M	15.3%	4	3	1	1

Relationships

Registered with (2)

← Olaf HerrAdvisorregistration: current employment
Feb 28, 2024 to presentfactForm ADV
← THOMAS URS HEIERLIAdvisorregistration: current employment
Oct 9, 2009 to presentfactForm ADV

Controls (4)

← HEIERLI, THOMAS, URSOwnerBOARD MEMBER, ownership code C, individual
Mar 26, 2013 to Jul 30, 2024factForm ADV
← Herr, OlafOwnerCHAIRMAN, ownership code C, individual
Nov 7, 2023 to Jul 30, 2024factForm ADV
← Notzli, Silvan, OliverOwnerDEPUTY CHAIRMAN, ownership code C, individual
Nov 7, 2023 to Jul 30, 2024factForm ADV
← H&N HOLDING AGOwnerMANAGING MEMBER, ownership code E, foreign entity
Nov 7, 2023 to Jul 30, 2024factForm ADV

Dated events

Occurred
Nov 7, 2023
Control person joined
Oliver Silvan Notzli (Deputy Chairman) appeared on Schedule A of Global Wealth Management, L.C.
Form ADVobserved 6 days ago
Occurred
Nov 7, 2023
Control person joined
Olaf Herr (Chairman) appeared on Schedule A of Global Wealth Management, L.C.
Form ADVobserved 6 days ago
Occurred
Mar 26, 2013
First Form ADV filing
Global Wealth Management, L.C. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:322de30e-8b2c-78e9-940f-7a9154ff5347
First observed: Mar 26, 2013
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GLOBAL WEALTH MANAGEMENT, L.C.

CRD 150743

DEERFIELD BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:322de30e-8b2c-78e9-940f-7a9154ff5347

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:32 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS URS HEIERLI

n/a

DEERFIELD BEACH, FL | ZURICH

n/a

Olaf Herr

n/a

DEERFIELD BEACH, FL | ZURICH | Zurich

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

H&N HOLDING AG

MANAGING MEMBER

yes

10/2023

Nov 7, 2023

Jul 30, 2024

HEIERLI, THOMAS, URS

BOARD MEMBER

yes

10/2023

Mar 26, 2013

Jul 30, 2024

HEIERLI, THOMAS, URS

FOUNDER/DEPUTY CEO/MANAGING PARTNER

yes

11/2008

Mar 26, 2013

Jul 30, 2024

Herr, Olaf

CEO/CHIEF COMPLIANCE OFFICER

yes

10/2023

Nov 7, 2023

Jul 30, 2024

Herr, Olaf

Chairman

yes

10/2023

Nov 7, 2023

Jul 30, 2024

Notzli, Silvan, Oliver

CIO/HEAD PORTFOLIO MANAGEMENT

yes

10/2023

Nov 7, 2023

Jul 30, 2024

Notzli, Silvan, Oliver

DEPUTY CHAIRMAN

yes

10/2023

Nov 7, 2023

Jul 30, 2024

City

State

Country

Employees

Also broker-dealer

Zurich

n/a

Switzerland

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$184M

$175M

n/a

2024

Mar 31, 2025

$175M

$161M

n/a

2023

Mar 23, 2024

$125M

$115M

n/a

2022

Mar 31, 2023

$120M

$109M

n/a

2021

Mar 25, 2022

$135M

$122M

n/a

2020

Feb 28, 2021

$127M

$106M

n/a

2019

Mar 20, 2020

$110M

$86.9M

n/a

2018

Mar 27, 2019

$100M

$59.9M

n/a

2017

Mar 30, 2018

$111M

$61.8M

n/a

2016

Mar 30, 2017

$96.5M

$47.4M

n/a

2015

Mar 28, 2016

$106M

$33.1M

n/a

2014

Mar 30, 2015

$137M

$41.5M

n/a

2013

Feb 11, 2014

$147M

$51.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$184M

$175M

5.3%

$120M

15.3%