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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Jonathon Rogers

Advisor at LPL FINANCIAL LLC

GWYNN OAK, MD | FORT MILL, SC | Gwynn Oak, MD

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Search this name across graphsid dfx:ria:322fe0aa-f41d-e888-2b32-9e19c58d24d2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 21, 2006
First registration: Oct 3, 2006
Dual registered: yes, broker-dealer
Other names: JONATHON KELSEY ROGERS|JON ROGERS|Jonathon K Rogers
IAPD individual key: 5151371

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 2, 2026	n/a	yes	FORT MILL, SC\|Gwynn Oak, MD\|GWYNN OAK, MD	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jul 31, 2019	Jan 24, 2025	no	Gwynn Oak, MD\|NEWARK, NJ\|GWYNN OAK, MD\|NEWARK, NJ	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Sep 2, 2014	Mar 13, 2019	no	BALTIMORE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Oct 18, 2010	Jul 30, 2014	no	Rockville, MD	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 20, 2009	Oct 20, 2010	no	LINTHICUM HEIGHTS, MD	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Oct 3, 2006	Feb 24, 2009	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL FINANCIAL LLC	Jan 24, 2025	Jun 2, 2026	494	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	PRUCO SECURITIES, LLC	Mar 13, 2019	Jul 31, 2019	140	Firm change	Other
H. BECK, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jul 30, 2014	Sep 2, 2014	34	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	H. BECK, INC.	Oct 20, 2010	Oct 18, 2010	-2	Firm change	Other
DEUTSCHE BANK SECURITIES INC.	VALIC FINANCIAL ADVISORS, INC.	Feb 24, 2009	May 20, 2009	85	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 31, 2019 to Jan 24, 2025factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Sep 2, 2014 to Mar 13, 2019factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Oct 18, 2010 to Jul 30, 2014factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 20, 2009 to Oct 20, 2010factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Oct 3, 2006 to Feb 24, 2009factForm ADV

Dated events

Occurred
Jan 24, 2025
Advisor changed firm
Jonathon Rogers left Pruco Securities, Llc for Lpl Financial Llc (registered 2026-06-02)
Form ADVobserved 4 days ago