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Advisor at QUARTZ PARTNERS INVESTMENT MANAGEMENT
Deerfield, IL | SARATOGA SPRINGS, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| QUARTZ PARTNERS INVESTMENT MANAGEMENT | Independent wealth | Apr 1, 2025 | n/a | yes | Deerfield, IL|SARATOGA SPRINGS, NY | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 21, 2023 | Dec 20, 2024 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|CHICAGO, IL|ROCKFORD, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 6, 2021 | Jun 14, 2023 | no | CHICAGO, IL|EVANSTON, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | May 30, 2014 | Jul 8, 2021 | no | Deerfield, IL | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Dec 5, 2011 | Dec 31, 2013 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | QUARTZ PARTNERS INVESTMENT MANAGEMENT | Dec 20, 2024 | Apr 1, 2025 | 102 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | FIFTH THIRD SECURITIES, INC. | Jun 14, 2023 | Jun 21, 2023 | 7 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jul 8, 2021 | Jul 6, 2021 | -2 | Firm change | Wirehouse to wirehouse |
| NEW ENGLAND SECURITIES CORPORATION | MORGAN STANLEY | Dec 31, 2013 | May 30, 2014 | 150 | Firm change | Other |