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A•••••• M•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

A•••••• M•••• S••••••

Advisor at A•• C•••••• M••••••••• L••

SAN MATEO, CA

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Search this name across graphsid dfx:ria:324a0fe8-5d95-dfa5-8c20-383d7adf6b72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•• C•••••• M••••••••• L••	State registered	Jan 7, 2025	n/a	yes	SAN MATEO, CA	Current employment
A•• C•••••• M••••••••• L••	State registered	Apr 27, 2010	Dec 31, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• O• A••••••• I•••	A•• C•••••• M••••••••• L••	Dec 22, 2009	Apr 27, 2010	126	Firm change	Other
B••••••••• L••	I••••••••• C•••••• O• A••••••• I•••	May 18, 2009

Relationships

Registered with (4)

→ A•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 27, 2010 to Dec 31, 2010factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
May 15, 2009 to Dec 22, 2009factForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Apr 2, 2008 to May 18, 2009factForm ADV
→ C••••••• I••••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:324a0fe8-5d95-dfa5-8c20-383d7adf6b72
First observed: Jun 4, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.