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Advisor at WELLS FARGO ADVISORS
PURCHASE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 29, 2017 | n/a | yes | PURCHASE, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 14, 2006 | Oct 10, 2017 | no | Purchase, NY|STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 10, 2017 | Sep 29, 2017 | -11 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:19616:CT:2017-10-10 | Oct 10, 2017 | Sep 29, 2017 | STAMFORD, CT | Firm change |