DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

JESSICA ANN MOODY

Advisor at NORTHLAND ASSET MANAGEMENT

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3253ec69-0cd2-7e77-5ef0-7b6a5ef78616

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHLAND ASSET MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 7, 2008
First registration: Mar 19, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5471546

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHLAND ASSET MANAGEMENT	Independent wealth	Nov 18, 2014	n/a	yes	MINNEAPOLIS, MN	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Feb 29, 2012	no	ST. LOUIS, MO\|ST. LOUIS, MO\|MINNEAPOLIS, MN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 19, 2010	Jan 3, 2011	no	MINNEAPOLIS, MN	Previous registration
EDWARD JONES	National bd RIA	Mar 19, 2008	Mar 5, 2009	no	ST LOUIS PARK, MN\|BLOOMINGTON, MN\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	NORTHLAND ASSET MANAGEMENT	Feb 29, 2012	Nov 18, 2014	993	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
EDWARD JONES	WELLS FARGO INVESTMENTS, LLC	Mar 5, 2009	Apr 19, 2010	410	Firm change after gap	Other

Relationships

Registered with (4)

→ NORTHLAND ASSET MANAGEMENTRegistered adviserregistration: current employment
Nov 18, 2014 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Feb 29, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 19, 2010 to Jan 3, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 19, 2008 to Mar 5, 2009factForm ADV

Dated events

No dated event names this entity yet.