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RIA / WealthAdvisorCertified Financial Planner41 years in industry

EDWIN JAMES CRISP

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

BELMONT, NC

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Search this name across graphsid dfx:ria:3262ee45-cce6-a0ec-782c-6b0b4a76d0fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 17, 1985
First registration: Dec 31, 2001
Dual registered: no
Other names: EDWIN JAMES JR CRISP
IAPD individual key: 1373717

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Nov 15, 2019	n/a	yes	BELMONT, NC	Current employment
CLEARBROOK ADVISORY SERVICES, LLC	n/a	Nov 5, 2010	Dec 18, 2019	no	BELMONT, NC	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 28, 2005	Nov 5, 2010	no	GASTONIA, NC	Previous registration
CAMBRIDGE INVESTMENT RESEARCH, INC.	n/a	Dec 31, 2001	Mar 28, 2005	no	GASTONIA, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLEARBROOK ADVISORY SERVICES, LLC	INDEPENDENT ADVISOR ALLIANCE, LLC	Dec 18, 2019	Nov 15, 2019	-33	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	CLEARBROOK ADVISORY SERVICES, LLC	Nov 5, 2010	Nov 5, 2010	0	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 28, 2005	Mar 28, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Nov 15, 2019 to presentfactForm ADV
→ CLEARBROOK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Nov 5, 2010 to Dec 18, 2019factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 28, 2005 to Nov 5, 2010factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH, INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Mar 28, 2005factForm ADV

Dated events

No dated event names this entity yet.