DFX Intelligence

M••••• J•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M••••• J•••• M•••••••

Advisor at J••• M••••• S••••••••• L••

NORTHVALE, NJ

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Search this name across graphsid dfx:ria:3267c99a-5d80-4c30-11dd-865e32dfaeff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Apr 20, 2022	n/a	yes	NORTHVALE, NJ	Current employment
S••••• F••••••••• L••	Bd affiliated wealth	Dec 26, 2018	Apr 11, 2022	no	PARSIPPANY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	J••• M••••• S••••••••• L••	Apr 11, 2022	Apr 20, 2022	9	Firm change	Ibd to wirehouse
S••••• E••••••• I••	S••••• F••••••••• L••	Dec 27, 2018	Dec 26, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
11039:299322:NJ:2018-12-21	Dec 27, 2018	Dec 26, 2018	PARSIPPANY, NJ	Firm change
104990:11039:NJ:2018-09-20	Sep 20, 2018	Dec 1, 2017	PARSIPPANY, NJ	Firm change after gap

Relationships

Registered with (4)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Dec 26, 2018 to Apr 11, 2022factForm ADV
→ S••••• E••••••• I••Registered adviserregistration: previous registration
Dec 1, 2017 to Dec 27, 2018factForm ADV
→ S••••• F•••••••• R•••••••• I••

Dated events

Occurred
Apr 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3267c99a-5d80-4c30-11dd-865e32dfaeff
First observed: Jan 25, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.