DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• S•••••••• N•••••• O•••
DURHAM, NC | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• S•••••••• N•••••• O••• | Independent wealth | May 21, 2019 | n/a | yes | DURHAM, NC|SCOTTSDALE, AZ | Current employment |
| B••••••••• A•••• M••••••••• L•• | Asset manager | Nov 10, 2016 | Aug 28, 2017 | no | RALIEGH, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••••••• W••••• A•••••••• L•• | B••••••••• A•••• M••••••••• L•• | Aug 28, 2017 | Nov 10, 2016 | -291 | Firm change after gap | Other |
| B••••••••• A•••• M••••••••• L•• | G••••• S•••••••• N•••••• O••• | Aug 28, 2017 | May 21, 2019 |
| B••••••••• W••••• A•••••••• L•• | No RAUM reported | Nov 10, 2016 | Aug 28, 2017 | no | RALEIGH, NC | Previous registration |
| V••••••• A•••••••• I••• | Bd affiliated wealth | Jan 27, 2016 | Oct 24, 2016 | no | SCOTTSDALE, AZ | Previous registration |
| 631 |
| Firm change after gap |
| Other |
| V••••••• A•••••••• I••• | B••••••••• W••••• A•••••••• L•• | Oct 24, 2016 | Nov 10, 2016 | 17 | Firm change | Other |