DFX Intelligence

J••••••• M•••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J••••••• M•••• W••••

Advisor at C••••••••• F•••••••• N••••••

New Hartford, NY

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Search this name across graphsid dfx:ria:3269c913-079c-34c2-010f-7747e95b929c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Oct 30, 2024	n/a	yes	New Hartford, NY	Current employment
S•••••• C••••••• L••	Former SEC adviser	Sep 21, 2017	Jan 29, 2025	no	NEW HARTFORD, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C••••••• L••	C••••••••• F•••••••• N••••••	Jan 29, 2025	Oct 30, 2024	-91	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
288180:8032:NY:2025-01-29	Jan 29, 2025	Oct 30, 2024	NEW HARTFORD, NY	Firm change after gap

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Oct 30, 2024 to presentfactForm ADV
→ S•••••• C••••••• L••Registered adviserregistration: previous registration
Sep 21, 2017 to Jan 29, 2025factForm ADV

Dated events

Occurred
Jan 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3269c913-079c-34c2-010f-7747e95b929c
First observed: Sep 21, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.