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Advisor at LPL ENTERPRISE, LLC
DANVILLE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | DANVILLE, IL|DANVILLE, IL | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 22, 2024 | Nov 14, 2024 | no | Danville, IL | Previous registration |
| RFG ADVISORY, LLC | Independent wealth | Jan 9, 2024 | Jul 31, 2024 | no | DANVILLE, IL|VESTAVIA HILLS, AL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2023 | Jan 11, 2024 | no | FORT MILL, SC|Danville, IL | Previous registration |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Bd affiliated wealth | Jun 9, 2022 | Jan 2, 2023 | no | Champaign, IL|MINNEAPOLIS, MN|MINNEAPOLIS, MN|Champaign, IL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 18, 2006 | Jun 7, 2022 | no | DANVILLE, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 16, 2005 | Sep 21, 2006 | no | DANVILLE, IL|DANVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| RFG ADVISORY, LLC | PRUCO SECURITIES, LLC | Jul 31, 2024 | Aug 22, 2024 | 22 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | RFG ADVISORY, LLC | Jan 11, 2024 | Jan 9, 2024 | -2 | Firm change | Ibd to RIA |
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | LPL FINANCIAL LLC | Jan 2, 2023 | Feb 14, 2023 | 43 | Firm change | Ibd to RIA |
| RAYMOND JAMES & ASSOCIATES, INC. | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Jun 7, 2022 | Jun 9, 2022 | 2 | Firm change | Ibd to ibd |
| MORGAN STANLEY DW INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 21, 2006 | Sep 18, 2006 | -3 | Firm change | Other |