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M••••• C•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M••••• C•••• G•••••

Advisor at R•••••• J•••• • A••••••••• I•••

WILMETTE, IL | Deerfield, IL

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Search this name across graphsid dfx:ria:3278485d-cda8-726f-6b38-7879f6024f6e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 4, 2024	n/a	yes	WILMETTE, IL\|Deerfield, IL	Current employment
M••••• S••••••	Wirehouse	Nov 1, 2013	Mar 5, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Mar 5, 2024	Mar 4, 2024	-1	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	M••••• S••••••	Nov 4, 2013

Relationships

Registered with (4)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 1, 2013 to Mar 5, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Nov 4, 2013factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

Occurred
Mar 5, 2024
Advisor changed firm
M••••• C•••• G••••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-03-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3278485d-cda8-726f-6b38-7879f6024f6e
First observed: Oct 15, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.