DFX Intelligence

A•••••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industrynot currently registered

A•••••••• G••••

Advisor at C••••••••• F•••••••• N••••••

Cary, NC

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Search this name across graphsid dfx:ria:327dcb6a-5574-7d5e-f4e6-2d020620517c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Mar 3, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Apr 2, 2026	n/a	yes	Cary, NC	Current employment
P••••••••• W••••• C•••••••••	Former SEC adviser	Sep 24, 2025	Apr 2, 2026	no	Cary, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• W••••• C•••••••••	C••••••••• F•••••••• N••••••	Apr 2, 2026	Apr 2, 2026	0	Firm change	RIA to ibd
C••••••••• F•••••••• N••••••	P••••••••• W••••• C•••••••••	Oct 6, 2025	Sep 24, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
336658:8032:NC:2026-04-02	Apr 2, 2026	Apr 2, 2026	CARY, NC	Firm change
8032:336658:NC:2025-10-06	Oct 6, 2025	Sep 24, 2025	CARY, NC	Firm change

Relationships

Registered with (2)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 3, 2023 to Oct 6, 2025factForm ADV
→ P••••••••• W••••• C•••••••••Registered adviserregistration: previous registration
Sep 24, 2025 to Apr 2, 2026factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 2, 2026
Advisor changed firm
A•••••••• G•••• left P••••••••• W••••• C••••••••• for C••••••••• F•••••••• N•••••• (registered 2026-04-02)
Form ADVobserved 7 days ago
Occurred
Oct 6, 2025
Advisor changed firm
A•••••••• G•••• left C••••••••• F•••••••• N•••••• for P••••••••• W••••• C••••••••• (registered 2025-09-24)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 22, 2026
date not stated
A•••••••• G•••• left the IAPD roster (last listed at C••••••••• F•••••••• N•••••• on the 2026-09-21 feed; most such exits are a gap before a new registration)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:327dcb6a-5574-7d5e-f4e6-2d020620517c
First observed: Mar 3, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.