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Advisor at PROVIDENCE CAPITAL ADVISORS, LLC
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROVIDENCE CAPITAL ADVISORS, LLC | Independent wealth | Feb 2, 2015 | n/a | yes | CHARLOTTE, NC | Current employment |
| WILLINGDON WEALTH MANAGEMENT LLC | Former SEC adviser | Apr 17, 2009 | Feb 5, 2015 | no | HUNTERSVILLE, NC | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Feb 2, 2006 | Mar 20, 2009 | no | CHARLOTTE, NC|GASTONIA, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WILLINGDON WEALTH MANAGEMENT LLC | PROVIDENCE CAPITAL ADVISORS, LLC | Feb 5, 2015 | Feb 2, 2015 | -3 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | WILLINGDON WEALTH MANAGEMENT LLC | Mar 20, 2009 | Apr 17, 2009 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 129613:174631:NC:2015-02-05 | Feb 5, 2015 | Feb 2, 2015 | HUNTERSVILLE, NC | Firm change |