DFX Intelligence

B•••• M•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

B•••• M•••••• K•••••

Advisor at C•••• W••••• M••••••••• L••

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:3294961e-79d7-0616-092a-42d24ef69cf7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• W••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 24, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• W••••• M••••••••• L••	Former SEC adviser	Aug 31, 2021	n/a	yes	GARDEN CITY, NY	Current employment
C•••• W••••• M••••••••• L••	Former SEC adviser	May 14, 2015	Jun 29, 2020	no	GARDEN CITY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• F•••••••• G••••• I•••	C•••• W••••• M••••••••• L••	Mar 31, 2015	May 14, 2015	44	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
38095:170395:NY:2015-03-31	Mar 31, 2015	May 14, 2015	WESTBURY, NY	Firm change

Relationships

Registered with (2)

→ C•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 14, 2015 to Jun 29, 2020factForm ADV
→ W•••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 9, 2011 to Mar 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3294961e-79d7-0616-092a-42d24ef69cf7
First observed: Mar 9, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.