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O•••• N••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

O•••• N••• A••••••

Advisor at P•••••• F•••••••• P•••••••• I•••

NEWPORT NEWS, VA

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Search this name across graphsid dfx:ria:32a19898-45fb-9225-b1f1-dcfe7db5c219

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• P•••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• P•••••••• I•••	State registered	Nov 12, 2014	n/a	yes	NEWPORT NEWS, VA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jun 10, 2011	Oct 30, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	P•••••• F•••••••• P•••••••• I•••	Oct 30, 2014	Nov 12, 2014	13	Firm change	Other
M•• F•••••••• S•••••••• I•••	V••• F•••••••• A•••••••• I•••	May 19, 2011

Relationships

Registered with (3)

→ P•••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Nov 12, 2014 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2011 to Oct 30, 2014factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 25, 2002 to May 19, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32a19898-45fb-9225-b1f1-dcfe7db5c219
First observed: Nov 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.