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Advisor at TOWERS WATSON INVESTMENT SERVICES, INC.
Cincinnati, OH | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TOWERS WATSON INVESTMENT SERVICES, INC. | Institutional manager | Oct 15, 2024 | n/a | yes | Cincinnati, OH|CHICAGO, IL | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 16, 2023 | Sep 1, 2023 | no | AUSTIN, TX|CINCINNATI, OH|NY, NY | Previous registration |
| MMC SECURITIES LLC | Former SEC adviser | Nov 1, 2016 | Dec 31, 2019 | no | PITTSBURGH, PA|Norwalk, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | TOWERS WATSON INVESTMENT SERVICES, INC. | Sep 1, 2023 | Oct 15, 2024 | 410 | Firm change after gap | Other |
| MMC SECURITIES LLC | KESTRA ADVISORY SERVICES, LLC | Dec 31, 2019 | Mar 16, 2023 | 1,171 | Firm change after gap | Other |