DFX Intelligence
Reading the graph
Reading the graph
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Advisor at I••••••••• F•••••••• G••••• L••
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Sep 8, 2021 | n/a | yes | SAN DIEGO, CA | Current employment |
| W••••• A••••••••• I••• | n/a | Sep 15, 2003 | Aug 12, 2004 | no | SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H•••••• T••••••• • K•••• L•• | W••••• A••••••••• I••• | Sep 9, 2021 | Sep 15, 2003 | -6,569 | Firm change after gap | Other |
| W••••• A••••••••• I••• | I••••••••• F•••••••• G••••• L•• | Aug 12, 2004 | Sep 8, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 4031:127241:CA:2021-09-09 | Sep 9, 2021 | Sep 15, 2003 | SAN DIEGO, CA | Firm change after gap |
| H•••••• T••••••• • K•••• L•• | Independent wealth | Sep 7, 2000 | Sep 9, 2021 | no | SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| 6,236 |
| Firm change after gap |
| Other |