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Advisor at BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
ST. LOUIS, MO | Lexington, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC | Independent wealth | Sep 23, 2021 | n/a | yes | Lexington, KY|ST. LOUIS, MO | Current employment |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 18, 2019 | Sep 23, 2021 | no | LEXINGTON, KY | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Apr 24, 2009 | Oct 18, 2019 | no | LEXINGTON, KY|LEXINGTON, KY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 22, 2004 | May 14, 2009 | no | LEXINGTON, KY|LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC | Sep 23, 2021 | Sep 23, 2021 | 0 | Firm change | RIA to RIA |
| J.J.B. HILLIARD, W.L. LYONS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 18, 2019 | Oct 18, 2019 | 0 | Bulk transfer | RIA to RIA |
| CITIGROUP GLOBAL MARKETS INC. | J.J.B. HILLIARD, W.L. LYONS, LLC | May 14, 2009 | Apr 24, 2009 | -20 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8158:297750:KY:2021-09-23 | Sep 23, 2021 | Sep 23, 2021 | LEXINGTON, KY | Firm change |