DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at S••••• W••••• A•••••••• I•••
Radnor, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• A•••••••• I••• | No RAUM reported | May 15, 2025 | n/a | yes | Radnor, PA | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | May 1, 2025 | no | LANCASTER, PA|BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | S••••• W••••• A•••••••• I••• | May 1, 2025 | May 15, 2025 | 14 | Firm change | Other |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104555:159035:MA:2025-05-01 | May 1, 2025 | May 15, 2025 | BOSTON, MA | Firm change |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jun 17, 2024 | Mar 31, 2025 | no | LANCASTER, PA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |