DFX Intelligence

J••• M•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

J••• M•••••• R••••••••

Advisor at T•• P••••••• F•••••••• G••••

ROCKVILLE CENTRE, NY

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Search this name across graphsid dfx:ria:32ccce0e-3151-75a1-89a3-bdc9a9d60b9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••••• F•••••••• G••••	Independent wealth	Aug 19, 2021	n/a	yes	ROCKVILLE CENTRE, NY	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	Apr 16, 2015	no	PLAINVIEW, NY\|PLAINVIEW, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	T•• P••••••• F•••••••• G••••	Apr 16, 2015	Aug 19, 2021	2,317	Firm change after gap	Wirehouse to RIA
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012

Relationships

Registered with (5)

→ T•• P••••••• F•••••••• G••••Registered adviserregistration: current employment
Aug 19, 2021 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Apr 16, 2015factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Mar 30, 2010 to Oct 1, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32ccce0e-3151-75a1-89a3-bdc9a9d60b9a
First observed: Dec 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.