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RIA / WealthPrivate fundsecuritized asset fund3(c)(7)

HEMPSTEAD II CLO, LTD

advised by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32cfe2b8-ff9a-99fe-3bd2-556b958f776d

Data as of Dec 3, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2018 to Dec 3, 2024
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

HEMPSTEAD II CLO, LTD

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCCRD 137432
Fund type: Securitized Asset Fund
Latest reported GAV: $597,649gross asset value on Schedule D 7.B(1), as of 2024-12-03; never fund size
Peak reported GAV: $602M
Beneficial owners: 1
Minimum investment: $0
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: yes
Organised in: Cayman Islands
First reported: Mar 30, 2018
Last reported: Dec 3, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 23
Fund id: 805-3397828758

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Dec 3, 2024	$597,649	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Oct 29, 2024	$597,649	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Apr 5, 2024	$597,649	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Mar 29, 2024	$597,649	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Mar 8, 2024	$650,473	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Mar 8, 2024	$650,473	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Jan 19, 2024	$650,473	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Jun 20, 2023	$650,473	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Mar 31, 2023	$650,473	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Jan 20, 2023	$921,794	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Nov 3, 2022	$921,794	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Mar 31, 2022	$921,794	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Oct 8, 2021	$577M	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Apr 30, 2021	$577M	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Mar 31, 2021	$577M	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Aug 24, 2020	$588M	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Jun 30, 2020	$588M	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Mar 30, 2020	$588M	1	$0	0.0%	no	HEMPSTEAD II CLO, LTD
Feb 2, 2020	$580M	2	$0	500.0%	no	HEMPSTEAD II CLO, LTD
Mar 31, 2019	$580M	2	$0	500.0%	no	HEMPSTEAD II CLO, LTD
Nov 14, 2018	$602M	2	$0	500.0%	no	HEMPSTEAD II CLO, LTD
Aug 27, 2018	$602M	2	$0	500.0%	no	HEMPSTEAD II CLO, LTD
Mar 30, 2018	$602M	2	$0	500.0%	no	HEMPSTEAD II CLO, LTD

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
U.S. BANK	U.S. BANK NATIONAL ASSOCIATION	Houston	Texas	United States	no	n/a

Relationships

Advises (1)

← GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserSecuritized Asset Fund, IA
Mar 30, 2018 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32cfe2b8-ff9a-99fe-3bd2-556b958f776d
First observed: Mar 30, 2018
Last observed: Dec 3, 2024 21 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEMPSTEAD II CLO, LTD

advised by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:32cfe2b8-ff9a-99fe-3bd2-556b958f776d

Data as of Dec 3, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:47 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Dec 3, 2024

$597,649

0.0%

HEMPSTEAD II CLO, LTD

Oct 29, 2024

$597,649

0.0%

HEMPSTEAD II CLO, LTD

Apr 5, 2024

$597,649

0.0%

HEMPSTEAD II CLO, LTD

Mar 29, 2024

$597,649

0.0%

HEMPSTEAD II CLO, LTD

Mar 8, 2024

$650,473

0.0%

HEMPSTEAD II CLO, LTD

Mar 8, 2024

$650,473

0.0%

HEMPSTEAD II CLO, LTD

Jan 19, 2024

$650,473

0.0%

HEMPSTEAD II CLO, LTD

Jun 20, 2023

$650,473

0.0%

HEMPSTEAD II CLO, LTD

Mar 31, 2023

$650,473

0.0%

HEMPSTEAD II CLO, LTD

Jan 20, 2023

$921,794

0.0%

HEMPSTEAD II CLO, LTD

Nov 3, 2022

$921,794

0.0%

HEMPSTEAD II CLO, LTD

Mar 31, 2022

$921,794

0.0%

HEMPSTEAD II CLO, LTD

Oct 8, 2021

$577M

0.0%

HEMPSTEAD II CLO, LTD

Apr 30, 2021

$577M

0.0%

HEMPSTEAD II CLO, LTD

Mar 31, 2021

$577M

0.0%

HEMPSTEAD II CLO, LTD

Aug 24, 2020

$588M

0.0%

HEMPSTEAD II CLO, LTD

Jun 30, 2020

$588M

0.0%

HEMPSTEAD II CLO, LTD

Mar 30, 2020

$588M

0.0%

HEMPSTEAD II CLO, LTD

Feb 2, 2020

$580M

500.0%

HEMPSTEAD II CLO, LTD

Mar 31, 2019

$580M

500.0%

HEMPSTEAD II CLO, LTD

Nov 14, 2018

$602M

500.0%

HEMPSTEAD II CLO, LTD

Aug 27, 2018

$602M

500.0%

HEMPSTEAD II CLO, LTD

Mar 30, 2018

$602M

500.0%

HEMPSTEAD II CLO, LTD

Custodian

Legal name

City

State

Country

Related person

SEC number

U.S. BANK

U.S. BANK NATIONAL ASSOCIATION

Houston

Texas

United States

n/a