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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
Winchester, MA | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Dec 4, 2015 | n/a | yes | BOSTON, MA|Winchester, MA | Current employment |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Nov 17, 2010 | Dec 4, 2015 | no | BOSTON, MA|NEW YORK, NY | Previous registration |
| ALLIANCEBERNSTEIN L.P. | Other adviser | May 11, 2004 | Dec 2, 2010 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 4, 2015 | Dec 4, 2015 | 0 | Bulk transfer | Other |
| ALLIANCEBERNSTEIN L.P. | BARCLAYS CAPITAL INC. | Dec 2, 2010 | Nov 17, 2010 | -15 | Firm change | Other |