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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 16, 2023 | n/a | yes | Rochester, NY | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 18, 2019 | Dec 31, 2021 | no | VICTOR, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 31, 2021 | Aug 16, 2023 | 593 | Firm change after gap | Ibd to ibd |