DFX Intelligence

K••••• J••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K••••• J••• W•••••

Advisor at A••••••••• L•••

Nashville, TN

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Search this name across graphsid dfx:ria:32db9151-399f-724d-aceb-f246fd75e928

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L•••	Other adviser	Jun 15, 2026	n/a	yes	Nashville, TN	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Aug 17, 2025	May 19, 2026	no	MILWAUKEE, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	A••••••••• L•••	May 19, 2026	Jun 15, 2026	27	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• L•••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Aug 17, 2025 to May 19, 2026factForm ADV

Dated events

Occurred
May 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32db9151-399f-724d-aceb-f246fd75e928
First observed: Aug 17, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.