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Advisor at ROYAL FUND MANAGEMENT, LLC
LADY LAKE, FL | NEWTON FALLS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROYAL FUND MANAGEMENT, LLC | Independent wealth | Aug 27, 2013 | n/a | yes | LADY LAKE, FL|NEWTON FALLS, OH | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Mar 13, 2013 | Aug 23, 2013 | no | NEWTON FALLS, OH|KENTWOOD, MI | Previous registration |
| KIMBALL T. KISTLER INC. | n/a | Jan 1, 1999 | Dec 5, 2003 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | ROYAL FUND MANAGEMENT, LLC | Aug 23, 2013 | Aug 27, 2013 | 4 | Firm change | Other |
| KIMBALL T. KISTLER INC. | REGAL INVESTMENT ADVISORS LLC | Dec 5, 2003 | Mar 13, 2013 | 3,386 | Firm change after gap | Other |