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G•••••• S•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

G•••••• S•••• H•••

Advisor at S••••• F••••••••• L••

BLUE BELL, PA

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Search this name across graphsid dfx:ria:32e8c9d0-044c-9295-6b99-ed49f2495e94

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Jun 1, 2026	n/a	yes	BLUE BELL, PA	Current employment
P•••••••• C•••••• M•••••••••	Independent wealth	May 29, 2025	n/a	yes	BLUE BELL, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• W•••••• L••	P•••••••• C•••••• M•••••••••	Jul 3, 2025	May 29, 2025	-35	Firm change after gap	RIA to new firm
P•••••••• C•••••• M••••••••• L•	B•• M••••• M•••••• I••••••••• I•••	Sep 14, 2021	Jan 14, 2000

Team moves

••• Locked

Team	Left	Joined	From	Kind
297987:334563:FL:2025-07-03	Jul 3, 2025	May 29, 2025	PALM BEACH GARDENS, FL	Firm change after gap

Relationships

Registered with (6)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ P•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ D••••• W•••••• L••Registered adviserregistration: previous registration
Jul 9, 2021 to Jul 3, 2025factForm ADV
→ P•••••••• C•••••• M••••••••• L•

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
G•••••• S•••• H••• left D••••• W•••••• L•• for P•••••••• C•••••• M••••••••• (registered 2025-05-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32e8c9d0-044c-9295-6b99-ed49f2495e94
First observed: Feb 19, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.