DFX Intelligence

K••••••• L••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

K••••••• L••••• F•••

Advisor at M••••• G••••• A••••••• I•••

Roseville, CA | DENVER, CO

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Search this name across graphsid dfx:ria:32fad61f-527e-d836-9121-93c5a86e187a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 14, 1990 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Jan 17, 2023	n/a	yes	DENVER, CO\|Roseville, CA	Current employment
E••••••• W••••• M••••••••• I•••	Former SEC adviser	Oct 14, 1990	Dec 31, 2022	no	ROSEVILLE, CA\|ROSEVILLE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• W••••• M••••••••• I•••	M••••• G••••• A••••••• I•••	Dec 31, 2022	Jan 17, 2023	17	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Jan 17, 2023 to presentfactForm ADV
→ E••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 14, 1990 to Dec 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32fad61f-527e-d836-9121-93c5a86e187a
First observed: Oct 14, 1990
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.