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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

RJJ PASADENA SECURITIES, INC.

CRD 8425

HENDERSON, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33014618-6813-7f32-8a31-51cf0b3b2ca6

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2026 to Jun 12, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $110MItem 5.F on the latest filing (2026-06-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $110M
Private client RAUM: $108MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $55.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 270
Individual clients: 107
High net worth clients: 58
SEC number: 801-136009
CRD: 8425
Filings on the tape: 2
First filed: Apr 29, 2026
Latest filed: Jun 12, 2026
Organised: Corporation, NV

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SHAPOUR JAVADIZADEH	n/a	HENDERSON, NV	21	45	n/a	no
NUSHEEN RENA JAVADIZADEH	n/a	HENDERSON, NV	21	28	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JAVADIZADEH, SHAPOUR	DIRECTOR / SHAREHOLDER / SECRETARY OFFICER / DIRECTOR / SHAREHOLDER	Na	no	01/2003	Jun 12, 2026	Jun 12, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$110M	$110M	2	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$110M	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WESTERN INTERNATIONAL SECURITIES	2	Dec 11, 2020	Nov 13, 2020	HENDERSON, NV	Team lift out	RIA to ibd	40.0%

Relationships

Owns (1)

← JAVADIZADEH, SHAPOUROwnerDIRECTOR / SHAREHOLDER / SECRETARY OFFICER / DIRECTOR / SHAREHOLDER, ownership code NA, individual
Jun 12, 2026 to presentfactForm ADV

Registered with (5)

← SHAPOUR JAVADIZADEHAdvisorregistration: current employment
May 17, 2005 to presentfactForm ADV
← NUSHEEN RENA JAVADIZADEHAdvisorregistration: current employment
May 17, 2005 to presentfactForm ADV
← Ernest Bernard ArnoldAdvisorregistration: previous registration
Feb 22, 2019 to Jul 7, 2021factForm ADV
← Flavia Dolores Lo CocoAdvisorregistration: previous registration
Oct 21, 2013 to Dec 11, 2020factForm ADV
← James Ronald Lo CocoAdvisorregistration: previous registration
Oct 21, 2013 to Dec 11, 2020factForm ADV

Moved with (1)

→ WESTERN INTERNATIONAL SECURITIESRegistered adviser2 advisors, team lift out, same day
Dec 11, 2020 to Nov 13, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33014618-6813-7f32-8a31-51cf0b3b2ca6
First observed: Apr 29, 2026
Last observed: Jun 12, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RJJ PASADENA SECURITIES, INC.

CRD 8425

HENDERSON, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:33014618-6813-7f32-8a31-51cf0b3b2ca6

Data as of Jun 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SHAPOUR JAVADIZADEH

n/a

HENDERSON, NV

n/a

NUSHEEN RENA JAVADIZADEH

n/a

HENDERSON, NV

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JAVADIZADEH, SHAPOUR

DIRECTOR / SHAREHOLDER / SECRETARY OFFICER / DIRECTOR / SHAREHOLDER

01/2003

Jun 12, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$110M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$110M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WESTERN INTERNATIONAL SECURITIES

Dec 11, 2020

Nov 13, 2020

HENDERSON, NV

Team lift out

RIA to ibd

40.0%