DFX Intelligence

C•••• E••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

C•••• E••• P•••••

Advisor at P••• C•••••• M••••••••• L••

Greenwood Village, CO

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Search this name across graphsid dfx:ria:330356f9-efb5-559b-1325-c782307322a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• C•••••• M••••••••• L••	Independent wealth	Jun 13, 2016	n/a	yes	Greenwood Village, CO	Current employment
C••••• C••••••• L••	Former SEC adviser	Sep 24, 2004	Mar 17, 2016	no	DENVER, CO\|DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	P••• C•••••• M••••••••• L••	Mar 17, 2016	Jun 13, 2016	88	Firm change	Other

Relationships

Registered with (2)

→ P••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 13, 2016 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Sep 24, 2004 to Mar 17, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:330356f9-efb5-559b-1325-c782307322a8
First observed: Sep 24, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.