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W••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

W••• L••

CRD 170737

PALO ALTO, CA

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Search this name across graphsid dfx:ria:3303e9b0-5ee1-1a52-eddc-5c78479d94ea

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 3
Observed: Mar 28, 2022 to Aug 27, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W••• L••

Venture manager · shared crd

Independent Sponsorsidentity

W••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

W••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•• V••••••• I••• L•••	Venture Capital Fund	$806M	Jul 12, 2024	30	Mar 28, 2022	reported	021-401090
W•• F••• I•• L•••	Venture Capital Fund	$717M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• D••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 31, 2023	Jul 12, 2024
I••••••• G••	CHIEF EXECUTIVE OFFICER	E	yes	03/2013	Mar 28, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• B••••• L•• G•• L•	n/a	n/a	n/a	N	yes	n/a
S••••• G••••• V••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
T•••• I• G•• L•••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Tokyo	n/a	Japan	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.2B	5.9%	$2.5B	-2.7%	45	45	1	1

Relationships

Advises (6)

→ F••••••• B••••• L•• F•••• L•Private fundPrivate Equity Fund, IA
Jun 14, 2022 to presentfactForm ADV
→ W•• V••••••• I••• L•••Private fundVenture Capital Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ W•• F••• I• L•••Private fundVenture Capital Fund, IA
Mar 7, 2014 to presentfactForm ADV
→ W•• F••• I•• L•••Private fund

Dated events

Occurred
Mar 31, 2023
Control person left
Taisuke Homma (Chief Compliance Officer) no longer on Schedule A of W••• L•• (listed 2022-06-14, absent 2023-03-31)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Control person joined
Daisuke Hara (Chief Compliance Officer) appeared on Schedule A of W••• L••
Form ADVobserved 7 days ago
Occurred
Mar 28, 2022
First Form ADV filing
W••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3303e9b0-5ee1-1a52-eddc-5c78479d94ea
First observed: Mar 28, 2022
Last observed: Aug 27, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.