DFX Intelligence

T•• L••• G•••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

T•• L••• G•••• A•••••••• L••

CRD 169664

VENTURA, CA

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Search this name across graphsid dfx:ria:3304256b-1617-156c-0f71-187f6b7ee35a

Data as of Aug 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 13, 2026 to Aug 13, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 4
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••••• M••••••••	Certified Financial Planner	VENTURA, CA	12	17	2	no
T••• H••••••• P•••••••••	n/a	Flower Mound, TX \| VENTURA, CA	4	12

Relationships

Registered with (4)

← A••••• C•••••••• A••••Advisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← O••• C••••••••• H•••Advisorregistration: current employment
Jun 12, 2025 to presentfactForm ADV
← T••• H••••••• P•••••••••Advisorregistration: current employment
Apr 29, 2022 to presentfactForm ADV
← M•••••• J••••• M••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3304256b-1617-156c-0f71-187f6b7ee35a
First observed: Aug 13, 2026
Last observed: Aug 13, 2026 40 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.