DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INTERNATIONAL PRIVATE WEALTH ADVISORS LLC
IRVINE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTERNATIONAL PRIVATE WEALTH ADVISORS LLC | Independent wealth | Sep 29, 2022 | n/a | yes | IRVINE, CA | Current employment |
| LEGACY PCG, LLC | Independent wealth | Oct 3, 2019 | Mar 1, 2023 | no | NEWPORT, CA|IRVINE, CA | Previous registration |
| LOUIS BARAJAS & ASSOCIATES | Former SEC adviser | Apr 19, 2012 | Dec 31, 2019 | no | IRVINE, CA|Tustin, CA|Los Angeles, CA|irvine, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGACY PCG, LLC | INTERNATIONAL PRIVATE WEALTH ADVISORS LLC | Mar 1, 2023 | Sep 29, 2022 | -153 | Firm change after gap | RIA to new firm |
| LOUIS BARAJAS & ASSOCIATES | LEGACY PCG, LLC | Dec 31, 2019 | Oct 3, 2019 | -89 | Firm change after gap | Other |