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RIA / WealthAdvisor21 years in industry

DAVID S BAUMANN

Advisor at QUANTUM FINANCIAL PARTNERS LLC

OVERLAND PARK, KS | Omaha, NE

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Search this name across graphsid dfx:ria:330e1c19-5c69-cc27-4ac9-13e216294566

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: QUANTUM FINANCIAL PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66|S63
First exam: May 27, 2005
First registration: Jul 11, 2006
Dual registered: no
IAPD individual key: 4943127

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
QUANTUM FINANCIAL PARTNERS LLC	Independent wealth	Feb 23, 2016	n/a	yes	OVERLAND PARK, KS\|Omaha, NE	Current employment
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	May 27, 2015	Feb 24, 2016	no	OMAHA, NE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 28, 2013	May 26, 2015	no	OMAHA, NE	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 11, 2006	Apr 1, 2013	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M HOLDINGS SECURITIES, INC.	QUANTUM FINANCIAL PARTNERS LLC	Feb 24, 2016	Feb 23, 2016	-1	Firm change	Other
WELLS FARGO ADVISORS	M HOLDINGS SECURITIES, INC.	May 26, 2015	May 27, 2015	1	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	WELLS FARGO ADVISORS	Apr 1, 2013	Mar 28, 2013	-4	Firm change	Other

Relationships

Registered with (4)

→ QUANTUM FINANCIAL PARTNERS LLCRegistered adviserregistration: current employment
Feb 23, 2016 to presentfactForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
May 27, 2015 to Feb 24, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 28, 2013 to May 26, 2015factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 11, 2006 to Apr 1, 2013factForm ADV

Dated events

No dated event names this entity yet.