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S•••• S••••• G••••• A••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM over $100B

S•••• S••••• G••••• A••••••• L••••••

CRD 112861

LONDON

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Search this name across graphsid dfx:ria:3321dbd6-1e96-052c-8b48-3b9c8e5189f6

Data as of Sep 21, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 2
On other graphs: 1
Observed: Mar 22, 2012 to Sep 21, 2022
30 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••• S••••• G••••• A••••••• L••••••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $424BItem 5.F on the latest filing (2022-09-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $424B
Private client RAUM: $98.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••• A•••••• P•••••••• P•••••	CHIEF COMPLIANCE OFFICER	Na	yes	09/2022	Sep 21, 2022	Sep 21, 2022
S•••• S••••• C•••••••••	Owner	E	yes	01/1970	Mar 22, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••• F•••• M••••••••• I•••	n/a	Asset manager	$1421B	N	yes	n/a
S•••• S••••• G••••• A••••••• E••••• L••••••	n/a	Former SEC adviser	$386B	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$424B	$424B	0.1%	$343B	7.3%	261	297	0	0

Relationships

Affiliated with (8)

← S••• F•••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ S••• F•••• M••••••••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ S•••• S••••• G••••• A••••••• IRELAND L••••••Registered adviserother investment adviser, common control
factForm ADV
← S•••• S••••• G••••• A••••••• IRELAND L••••••Registered adviser

Dated events

Occurred
Sep 21, 2022
Control person joined
Peregrine Philip Andrew Soper (Chief Compliance Officer) appeared on Schedule A of S•••• S••••• G••••• A••••••• L••••••
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Control person left
F.H. Cuan Coulter (Director) no longer on Schedule A of S•••• S••••• G••••• A••••••• L•••••• (listed 2021-08-02, absent 2022-03-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3321dbd6-1e96-052c-8b48-3b9c8e5189f6
First observed: Mar 22, 2012
Last observed: Sep 21, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.