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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MANAGED FINANCIAL SERVICES CORP INC

CRD 109806

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3327a53c-e763-1c47-e1c4-983ef5bf5da6

Data as of Jun 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Jun 28, 2012
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $58.0MItem 5.F on the latest filing (2012-06-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $58.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $8.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Accounts: 205
SEC number: 801-56058
CRD: 109806
Filings on the tape: 6
First filed: Mar 28, 2012
Latest filed: Jun 28, 2012
Organised: Corporation, Texas

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN WESLEY COOK	n/a	HOUSTON, TX	26	40	n/a	no
RICHARD HARLAN WALKER	n/a	HOUSTON, TX	26	33	n/a	no
JOI CATHERINE MURPHY	n/a	HOUSTON, TX	26	27	n/a	no
STEVEN BRENT HOBBS	n/a	HOUSTON, TX	25	26	n/a	no
ANTHONY WAYNE SUMRALL	n/a	HOUSTON, TX \| Houston, TX	15	21	n/a	no
Jonathan David Elston	n/a	HOUSTON, TX	7	18	n/a	no
Terence Whitney King	n/a	HOUSTON, TX	6	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOK, JOHN, WESLEY	CHIEF EXECUTIVE OFFICER	C	yes	03/1997	Mar 28, 2012	Jun 28, 2012
DELONAS, JAMES, R	VICE PRESIDENT	B	yes	01/2000	Mar 28, 2012	Jun 28, 2012
MITCHELL, WILLIAM, RONALD	CHIEF INVESTMENT OFFICER	B	yes	03/1997	Mar 28, 2012	Jun 28, 2012
MURPHY, JOI, CATHERINE	CHIEF COMPLIANCE OFFICER	C	yes	05/1999	Mar 28, 2012	Jun 28, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	$62.0M	$62.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$58.0M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (7)

← Terence Whitney KingAdvisorregistration: current employment
Nov 18, 2019 to presentfactForm ADV
← Jonathan David ElstonAdvisorregistration: current employment
Aug 27, 2019 to presentfactForm ADV
← ANTHONY WAYNE SUMRALLAdvisorregistration: current employment
Dec 15, 2010 to presentfactForm ADV
← STEVEN BRENT HOBBSAdvisorregistration: current employment
Apr 13, 2001 to presentfactForm ADV
← JOHN WESLEY COOKAdvisorregistration: current employment
Dec 10, 1999 to presentfactForm ADV
← RICHARD HARLAN WALKERAdvisorregistration: current employment
Dec 10, 1999 to presentfactForm ADV
← JOI CATHERINE MURPHYAdvisorregistration: current employment
Dec 10, 1999 to presentfactForm ADV

Controls (4)

← COOK, JOHN, WESLEYOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← MITCHELL, WILLIAM, RONALDOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 28, 2012 to presentfactForm ADV
← MURPHY, JOI, CATHERINEOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← DELONAS, JAMES, ROwnerVICE PRESIDENT, ownership code B, individual
Mar 28, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3327a53c-e763-1c47-e1c4-983ef5bf5da6
First observed: Mar 28, 2012
Last observed: Jun 28, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MANAGED FINANCIAL SERVICES CORP INC

CRD 109806

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3327a53c-e763-1c47-e1c4-983ef5bf5da6

Data as of Jun 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN WESLEY COOK

n/a

HOUSTON, TX

n/a

RICHARD HARLAN WALKER

n/a

HOUSTON, TX

n/a

JOI CATHERINE MURPHY

n/a

HOUSTON, TX

n/a

STEVEN BRENT HOBBS

n/a

HOUSTON, TX

n/a

ANTHONY WAYNE SUMRALL

n/a

HOUSTON, TX | Houston, TX

n/a

Jonathan David Elston

n/a

HOUSTON, TX

n/a

Terence Whitney King

n/a

HOUSTON, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOK, JOHN, WESLEY

CHIEF EXECUTIVE OFFICER

yes

03/1997

Mar 28, 2012

Jun 28, 2012

DELONAS, JAMES, R

VICE PRESIDENT

yes

01/2000

Mar 28, 2012

Jun 28, 2012

MITCHELL, WILLIAM, RONALD

CHIEF INVESTMENT OFFICER

yes

03/1997

Mar 28, 2012

Jun 28, 2012

MURPHY, JOI, CATHERINE

CHIEF COMPLIANCE OFFICER

yes

05/1999

Mar 28, 2012

Jun 28, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 28, 2012

$62.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$58.0M

n/a