DFX Intelligence

S• I••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

S• I••••••••

S• M•••• • C•• L••, CRD 155549

NEW YORK, NY

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Search this name across graphsid dfx:ria:333114d0-50d2-fcf3-9a99-6fdbde5b39a6

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 2
Observed: Mar 29, 2012 to Mar 27, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S• I••••••••

Private equity manager · shared crd

Independent Sponsorsidentity

S• I••••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.88 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $95.1M••• Locked
Discretionary RAUM: $95.1M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S• M••••••••• L•••	Hedge Fund	$34.8M	Jun 10, 2024	35	Mar 29, 2012	reported	021-54970
S• I•••••••• I•• L•••	Hedge Fund	$29.5M	Jun 10, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• S••••••••	CIO, MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	04/1997	Mar 29, 2012	Jun 10, 2024
A••••••••• C•••••• G•••• I•••	Member	B	no	04/1997	Mar 29, 2016	Jun 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••• A•••• M••••••••• I•••	n/a	Mixed wealth	$12B	N	no	n/a
G••••• H•••••••	n/a	n/a	n/a	N	no	n/a
J•••• D••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$95.1M	$82.8M	14.8%	$123M	-8.3%	2	2	0	0

Relationships

Affiliated with (1)

→ G•••• A•••• M••••••••• I•••Registered adviserother investment adviser
factForm ADV

Advises (9)

→ S• B•••••••• K•••• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ S• M••••••••• L•••Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ S• I•••••••• B•••••••• P•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:333114d0-50d2-fcf3-9a99-6fdbde5b39a6
First observed: Mar 29, 2012
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.