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Advisor at SILVER OAK SECURITIES, INC.
Schroon Lake, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | Sep 16, 2021 | n/a | yes | Schroon Lake, NY | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | May 13, 2021 | Sep 24, 2021 | no | SCHROON LAKE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | SILVER OAK SECURITIES, INC. | Sep 24, 2021 | Sep 16, 2021 | -8 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:46947:NY:2021-09-24 | Sep 24, 2021 | Sep 16, 2021 | SCHROON LAKE, NY | Firm change |