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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BERINGER CAPITAL MANAGEMENT INC.

CRD 309412

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3335443c-69c2-d745-76a5-5c2e224a6884

Data as of Sep 15, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 1
Observed: Feb 22, 2021 to Sep 15, 2022
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Beringer Capital Management Inc.

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $304MItem 5.F on the latest filing (2022-09-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $304M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 9
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $304Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-120598
CRD: 309412
Filings on the tape: 4
First filed: Feb 22, 2021
Latest filed: Sep 15, 2022
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BERINGER CAPITAL FUND IV L.P.	Private Equity Fund	$290M	Sep 15, 2022	21	Feb 22, 2021	reported	n/a
BERINGER CAPITAL FUND IV (NR) L.P.	Private Equity Fund	$9.0M	Sep 15, 2022	7	Feb 22, 2021	reported	021-366132
BERINGER CAPITAL FUND III L.P.	Private Equity Fund	$5.2M	Sep 15, 2022	21	Feb 10, 2017	reported	021-270037

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1197453 ONTARIO INC.	Shareholder	C	yes	07/2022	Sep 8, 2022	Sep 15, 2022
2778713 ONTARIO INC.	Shareholder	C	yes	12/2020	Feb 22, 2021	Sep 15, 2022
CACIOPPO, LUCIANO	DIRECTOR, VICE PRESIDENT	Na	yes	09/2020	Feb 22, 2021	Sep 15, 2022
CACIOPPO, LUCIANO	Shareholder	E	yes	09/2020	Feb 22, 2021	Sep 15, 2022
DELAMAR CAPITAL INC.	Shareholder	C	yes	07/2022	Sep 8, 2022	Sep 15, 2022
KOSTENKO, WILLIAM, NICHOLUS	Shareholder	E	yes	03/2020	Feb 22, 2021	Sep 15, 2022
KOSTENKO, WILLIAM, NICHOLUS	DIRECTOR, CFO	Na	yes	03/2020	Feb 22, 2021	Sep 15, 2022
MIELE, PERRY, JOSEPH	Shareholder	E	yes	03/2020	Feb 22, 2021	Sep 15, 2022
MIELE, PERRY, JOSEPH	DIRECTOR, CHAIRMAN	Na	yes	03/2020	Feb 22, 2021	Sep 15, 2022
NEW ATLANTIC VENTURES, LLC	Shareholder	C	yes	03/2020	Feb 22, 2021	Sep 15, 2022
OZIR, GIL, SAM	DIRECTOR, EXECUTIVE VICE-PRESIDENT	Na	yes	03/2020	Feb 22, 2021	Sep 15, 2022
OZIR, GIL, SAM	Member	E	yes	04/2016	Feb 22, 2021	Sep 15, 2022
PANOUSOPOULOS, JOHN, DIMITRI	CHIEF COMPLIANCE OFFICER	Na	yes	03/2020	Feb 22, 2021	Sep 15, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BERINGER CAPITAL (C) III L.P.	n/a	n/a	n/a	N	yes	n/a
BERINGER CAPITAL (C) IV L.P.	n/a	n/a	n/a	N	yes	n/a
BERINGER CAPITAL (GP) III L.P.	n/a	n/a	n/a	N	yes	n/a
BERINGER CAPITAL (GP) IV L.P.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 29, 2022	$304M	$304M	11	9	2	3	$304M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$304M	n/a	n/a	n/a	n/a	11	n/a	2	n/a

Relationships

Advises (3)

→ BERINGER CAPITAL FUND III L.P.Private fundPrivate Equity Fund, IA
Feb 10, 2017 to presentfactForm ADV
→ BERINGER CAPITAL FUND IV (NR) L.P.Private fundPrivate Equity Fund, IA
Feb 22, 2021 to presentfactForm ADV
→ BERINGER CAPITAL FUND IV L.P.Private fundPrivate Equity Fund, IA
Feb 22, 2021 to presentfactForm ADV

Controls (9)

← KOSTENKO, WILLIAM, NICHOLUSOwnerSHAREHOLDER, ownership code E, individual
Feb 22, 2021 to presentfactForm ADV
← MIELE, PERRY, JOSEPHOwnerSHAREHOLDER, ownership code E, individual
Feb 22, 2021 to presentfactForm ADV
← OZIR, GIL, SAMOwnerMEMBER, ownership code E, individual
Feb 22, 2021 to presentfactForm ADV
← PANOUSOPOULOS, JOHN, DIMITRIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 22, 2021 to presentfactForm ADV
← CACIOPPO, LUCIANOOwnerSHAREHOLDER, ownership code E, individual
Feb 22, 2021 to presentfactForm ADV
← 1197453 ONTARIO INC.OwnerSHAREHOLDER, ownership code C, foreign entity
Sep 8, 2022 to presentfactForm ADV
← 2778713 ONTARIO INC.OwnerSHAREHOLDER, ownership code C, foreign entity
Feb 22, 2021 to presentfactForm ADV
← DELAMAR CAPITAL INC.OwnerSHAREHOLDER, ownership code C, foreign entity
Sep 8, 2022 to presentfactForm ADV
← NEW ATLANTIC VENTURES, LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Feb 22, 2021 to presentfactForm ADV

Dated events

Occurred
Feb 22, 2021
First Form ADV filing
Beringer Capital Management Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3335443c-69c2-d745-76a5-5c2e224a6884
First observed: Feb 22, 2021
Last observed: Sep 15, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BERINGER CAPITAL MANAGEMENT INC.

CRD 309412

TORONTO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3335443c-69c2-d745-76a5-5c2e224a6884

Data as of Sep 15, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BERINGER CAPITAL FUND IV L.P.

Private Equity Fund

$290M

Sep 15, 2022

Feb 22, 2021

reported

n/a

BERINGER CAPITAL FUND IV (NR) L.P.

Private Equity Fund

$9.0M

Sep 15, 2022

Feb 22, 2021

reported

021-366132

BERINGER CAPITAL FUND III L.P.

Private Equity Fund

$5.2M

Sep 15, 2022

Feb 10, 2017

reported

021-270037

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

1197453 ONTARIO INC.

Shareholder

yes

07/2022

Sep 8, 2022

Sep 15, 2022

2778713 ONTARIO INC.

Shareholder

yes

12/2020

Feb 22, 2021

Sep 15, 2022

CACIOPPO, LUCIANO

DIRECTOR, VICE PRESIDENT

yes

09/2020

Feb 22, 2021

Sep 15, 2022

CACIOPPO, LUCIANO

Shareholder

yes

09/2020

Feb 22, 2021

Sep 15, 2022

DELAMAR CAPITAL INC.

Shareholder

yes

07/2022

Sep 8, 2022

Sep 15, 2022

KOSTENKO, WILLIAM, NICHOLUS

Shareholder

yes

03/2020

Feb 22, 2021

Sep 15, 2022

KOSTENKO, WILLIAM, NICHOLUS

DIRECTOR, CFO

yes

03/2020

Feb 22, 2021

Sep 15, 2022

MIELE, PERRY, JOSEPH

Shareholder

yes

03/2020

Feb 22, 2021

Sep 15, 2022

MIELE, PERRY, JOSEPH

DIRECTOR, CHAIRMAN

yes

03/2020

Feb 22, 2021

Sep 15, 2022

NEW ATLANTIC VENTURES, LLC

Shareholder

yes

03/2020

Feb 22, 2021

Sep 15, 2022

OZIR, GIL, SAM

DIRECTOR, EXECUTIVE VICE-PRESIDENT

yes

03/2020

Feb 22, 2021

Sep 15, 2022

OZIR, GIL, SAM

Member

yes

04/2016

Feb 22, 2021

Sep 15, 2022

PANOUSOPOULOS, JOHN, DIMITRI

CHIEF COMPLIANCE OFFICER

yes

03/2020

Feb 22, 2021

Sep 15, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BERINGER CAPITAL (C) III L.P.

n/a

yes

n/a

BERINGER CAPITAL (C) IV L.P.

n/a

yes

n/a

BERINGER CAPITAL (GP) III L.P.

n/a

yes

n/a

BERINGER CAPITAL (GP) IV L.P.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 29, 2022

$304M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$304M

n/a