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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

STEPHEN ANDREW FOX

Advisor at STRATEGIC ADVISERS LLC

SALT LAKE CITY, UT | HERRIMAN, UT

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Search this name across graphsid dfx:ria:3337dbd4-0f13-3b53-8afb-42d346b657c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 30, 2005
First registration: Dec 5, 2007
Dual registered: yes, broker-dealer
Other names: STEVE ANDREW FOX|STEPHEN A FOX|STEPHEN FOX
IAPD individual key: 5036856

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	HERRIMAN, UT\|SALT LAKE CITY, UT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 29, 2024	Mar 31, 2025	no	SALT LAKE CITY, UT\|HERRIMAN, UT	Previous registration
TRUENORTH WEALTH	Independent wealth	Mar 13, 2018	Apr 1, 2019	no	SALT LAKE CITY, UT	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 5, 2007	May 20, 2016	no	LOS ANGELES, CA\|SALT LAKE CITY, UT\|WOODLAND HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TRUENORTH WEALTH	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 1, 2019	Nov 29, 2024	2,069	Firm change after gap	RIA to ibd
STRATEGIC ADVISERS LLC	TRUENORTH WEALTH	May 20, 2016	Mar 13, 2018	662	Firm change after gap	Ibd to RIA

Relationships

Registered with (3)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 5, 2007 to May 20, 2016factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 29, 2024 to Mar 31, 2025factForm ADV
→ TRUENORTH WEALTHRegistered adviserregistration: previous registration
Mar 13, 2018 to Apr 1, 2019factForm ADV

Dated events

No dated event names this entity yet.