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RIA / WealthAdvisor44 years in industry

GREGORY ALLAN GAYNIER

Advisor at CWM, LLC

OMAHA, NE | Austin, TX

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Search this name across graphsid dfx:ria:3346a24c-cd4f-4235-11bc-8fb020cea52f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 31, 1982
First registration: Mar 24, 2003
Dual registered: no
Other names: GREG GAYNIER
IAPD individual key: 1061226

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Oct 30, 2020	n/a	yes	Austin, TX\|OMAHA, NE	Current employment
Spc	Bd affiliated wealth	Oct 15, 2018	Nov 3, 2020	no	Austin, TX\|ANN ARBOR, MI	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 25, 2016	Oct 18, 2018	no	AUSTIN, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Oct 1, 2015	Sep 22, 2016	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|Austin, TX	Previous registration
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	May 14, 2013	Jul 18, 2016	no	AUSTIN, TX\|ALISO VIEJO, CA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Oct 15, 2010	Aug 26, 2014	no	AUSTIN, TX\|SAN RAFAEL, CA\|AUSTIN, TX	Previous registration
NRP ADVISORS, INC.	n/a	Jul 7, 2008	Oct 18, 2010	no	AUSTIN, TX	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Oct 18, 2005	Jul 8, 2008	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
STANCORP INVESTMENT ADVISERS, INC.	Other adviser	Mar 24, 2003	Mar 29, 2005	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Spc	CWM, LLC	Nov 3, 2020	Oct 30, 2020	-4	Firm change	Ibd to ibd
KESTRA ADVISORY SERVICES, LLC	Spc	Oct 18, 2018	Oct 15, 2018	-3	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 25, 2016	-150	Bulk transfer	Other
WEALTHSPIRE RETIREMENT ADVISORY	NFP ADVISOR SERVICES, LLC	Jul 18, 2016	Oct 1, 2015	-291	Firm change after gap	Other
FINANCIAL TELESIS, INC.	WEALTHSPIRE RETIREMENT ADVISORY	Aug 26, 2014	May 14, 2013	-469	Firm change after gap	Other
NRP ADVISORS, INC.	FINANCIAL TELESIS, INC.	Oct 18, 2010	Oct 15, 2010	-3	Firm change	Other
FINANCIAL TELESIS, INC.	NRP ADVISORS, INC.	Jul 8, 2008	Jul 7, 2008	-1	Firm change	Other
STANCORP INVESTMENT ADVISERS, INC.	FINANCIAL TELESIS, INC.	Mar 29, 2005	Oct 18, 2005	203	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121254:42046:CA:2016-07-18	Jul 18, 2016	Oct 1, 2015	ALISO VIEJO, CA	Firm change after gap

Relationships

Registered with (8)

→ CWM, LLCRegistered adviserregistration: current employment
Oct 30, 2020 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Oct 15, 2018 to Nov 3, 2020factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 25, 2016 to Oct 18, 2018factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Oct 1, 2015 to Sep 22, 2016factForm ADV
→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: previous registration
May 14, 2013 to Jul 18, 2016factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Aug 26, 2014factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Jul 7, 2008 to Oct 18, 2010factForm ADV
→ STANCORP INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Mar 24, 2003 to Mar 29, 2005factForm ADV

Dated events

No dated event names this entity yet.